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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

15597 Se Mill Plain Blvd, Vancouver, WA 98684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Mt. Hood Meadows Mt Hood OR 11/2024 12/2025
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 11/2024 → 12/2025
    Mt. Hood Meadows
    Mt Hood, OR
Previous Registrations
  • 2008-04-18 → 2009-02-06
    Morgan Stanley & Co. Llc
    Vancouver, WA
Other Businesses

1.FIXED INSURANCE PRODUCTS: LIFE, DISABILITY, ANNUITIES, AND LTC;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-17
S63 Uniform Securities Agent State Law Examination 1990-09-21
  • S66 Uniform Combined State Law Examination
    2008-04-17
  • S63 Uniform Securities Agent State Law Examination
    1990-09-21

View on SEC IAPD

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