Best Investors Account Sign in
Inactive

Carroll William Hayes

Mission Wealth Management, LP

Dedham, MA

CRD 2093305

Claim This Profile
Employer firm

Mission Wealth Management, LP CRD 113057

$17.0B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • FAMILY WEALTH MANAGEMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-27
  • MA RA
    APPROVED
    Since 2024-03-27

Branch Locations

770 Legacy Place, Suites 53 And 55, Dedham, MA 02026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Carroll Financial Partners, Llc Annandale VA 08/2008 03/2024
Mission Wealth Management, Llc Santa Barbara CA 03/2024 Present
  • 08/2008 → 03/2024
    Charles Carroll Financial Partners, Llc
    Annandale, VA
  • 03/2024 → Present
    Mission Wealth Management, Llc
    Santa Barbara, CA
Previous Registrations
  • 2008-08-25 → 2024-03-18
    Charles Carroll Financial Partners, Llc
    Needham, MA
  • 1994-11-23 → 2008-07-22
    Strategic Advisers Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-29
S63 Uniform Securities Agent State Law Examination 1990-10-02
  • S65 Uniform Investment Adviser Law Examination
    1996-11-29
  • S63 Uniform Securities Agent State Law Examination
    1990-10-02
Designations
  • Certified Financial Planner
Other Names
  • Bill Hayes
  • Carroll William Hayes
  • Carroll W Hayes
  • Carroll William Hayes
  • Carroll William Hayes

View on SEC IAPD

More in Dedham, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor