Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| IL | RA | APPROVED | 1998-02-13 |
Branch Locations
70 West Madison Street Suite 2500, Chicago, IL 60602 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 05/1997 | Present |
1. Peter J. Nazos; 400 N. LaSalle, Chicago IL; Condominium Owner; Investment Property; 01/03/2018; 6 hours per year; not during securities trading hours; investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-15 |
Reach out to this advisor