Nancy Theresa Barrett

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
• 06/2011 → Present
  Bank Of America, N.A.
  Palo Alto, CA

Previous Registrations

• 2010-06-16 → 2021-04-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
  San Francisco, CA
  Charlotte, NC
• 2007-01-02 → 2010-03-11
  Alliancebernstein L.P.
  San Francisco, CA

Other Businesses

1) I*45285/ For profit or not for profit: For-Profit Organization/Name of outside business organization: Frank Beneduci, LLC/ Investment related: Y/ Address of business: San Francisco, California 94117/ Nature of business: LLC,Frank Beneduci LLC was formed as a shoe design and manufacturing business. The business has ceased operations, but the LLC still owns an investment property that was utilized as the primary location for the business./Position, title, association: Officer/Start date of relationship:10/1/2010/Number of hours devoted: 2 hour(s) Monthly/Number of hours devoted during trading hours: 0 Duties: Help oversee any activity related to the commercial property 2)I*126801For profit or not for profit: Non-Profit Organization/ Name of outside business organization: Fashion Incubator of San Francisco Investment related: Y/Address of business:/ San Francisco, California 94103/Nature of business: Charitable Organization,/ Position, title, association: Advisory Board Member, /Start date of relationship: 9/24/2019/ Number of hours devoted: 12 hour(s) Annually/Number of hours devoted during trading hours: 0 Duties: Entity is a business incubator designed to help small businesses attain new levels of success. My role is to serve as one of several advisors from across various industries to assist the board in developing mentoring programs for the business candid 3) Frank Beneduci LLC/ investment related?:yes / San Francisco, California, 94117/ Partnership/ Officer/ Help oversee any activity related to the commercial property/ start date: 10/1/2010

Exams

• S66 Uniform Combined State Law Examination
  2006-12-29
• S63 Uniform Securities Agent State Law Examination
  1990-11-21

Other Names

• Nancy Barrett Beneduci