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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-02
FL RA APPROVED 2026-02-10
ME RA APPROVED 2026-02-09
NH RA APPROVED 2006-08-25
  • MA RA
    APPROVED
    Since 2026-04-02
  • FL RA
    APPROVED
    Since 2026-02-10
  • ME RA
    APPROVED
    Since 2026-02-09
  • NH RA
    APPROVED
    Since 2006-08-25

Branch Locations

23 Bridgton Rd Suite 7, Westbrook, ME 04092 • United States

36 Country Club Road Suite 822, Gilford, NH 03249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mwa Financial Services, Inc. Rock Island IL 02/2005 Present
Modern Woodmen Of America Rock Island IL 02/2005 Present
Previous Registrations
Other Businesses

Village West Condo Association, non-inv. Lasonia, NH. 4/2006 Board Member/Treasurer. 5 inv/3 inv.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-10
S63 Uniform Securities Agent State Law Examination 1990-09-24
  • S65 Uniform Investment Adviser Law Examination
    2001-03-10
  • S63 Uniform Securities Agent State Law Examination
    1990-09-24
Designations

View on SEC IAPD

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