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Current Employers
Missionsquare Wealth Management

777 North Capitol Street, Ne, Washington, DC 20002 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-27
  • CA RA
    APPROVED
    Since 2026-02-27

Branch Locations

Murrieta, CA • United States

San Mateo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Palo Alto CA 09/2000 12/2020
Tiaa Palo Alto CA 09/2000 12/2020
Missionsquare Investment Services Washington DC 04/2022 Present
Unemployed San Mateo CA 12/2020 04/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-11
S63 Uniform Securities Agent State Law Examination 1992-05-15
  • S66 Uniform Combined State Law Examination
    2005-04-11
  • S63 Uniform Securities Agent State Law Examination
    1992-05-15
Designations

View on SEC IAPD

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