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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-02-19 |
| TX | RA | APPROVED_RES | 2013-03-28 |
| MO | RA | APPROVED | 2009-01-15 |
Branch Locations
124 E Center Street, Sikeston, MO 63801-4108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Sikeston | MO | 11/2007 | Present |
1. 11/09/07- DBA ONLY- GRANT FINANCIAL MANAGEMENT/ SIKESTON, MO 2. 04/05/2019 - No business name - Investment related - 124 E. Center Street Sikeston, MO 63801 - Real Estate Rental - start date:01/01/2018 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-21 |
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