Carole-Lynn Saros

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → Present
  Cs Financial Services, Llc
  Willington, CT
• 10/2006 → 07/2024
  Next Financial Group
  Willington, CT
• 07/2024 → Present
  Osaic
  Storrs Mansfield, CT
• 07/2024 → 07/2025
  The Ameriflex Group
  Las Vegas, NV

Previous Registrations

• 2024-07-29 → 2025-07-02
  The Ameriflex Group
  Willington, CT
• 2006-10-24 → 2024-07-31
  Next Financial Group, Inc.
  Salado, TX
  Willington, CT
• 2007-08-13 → 2012-03-21
  The Personal Wealth Coach
  Willington, CT
• 2001-03-22 → 2006-10-30
  Transamerica Financial Advisors, Llc
  Willington, CT

Other Businesses

1) INSURANCE AGENT POSITION: Insurance Agent NATURE: Fixed insurance and annuity sales and servicing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/12/2001 ADDRESS: 113 South Eagleville Road, Apt 4C, Storrs Mansfield, CT 06268, United States DESCRIPTION: Insurance agent for fixed products: term insurance and traditional fixed annuities. 2) CS FINANCIAL SERVICES, LLC CPA POSITION: Owner NATURE: Tax return preparation and advice, and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1997 ADDRESS: 113 South Eagleville Road, Apt 4C, Storrs Mansfield, CT 06268, United States DESCRIPTION: Tax return preparation and advice, and accounting services. 3) CS FINANCIAL SERVICES, LLC POSITION: Owner NATURE: Tax and accounting services, insurance and doing business as financial services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 07/12/2001 ADDRESS: 10 Timber Lane, Willington CT 06279, United States DESCRIPTION: CPA income tax preparation and advice, and accounting services. Fixed annuity/insurance service and sales. Financial planning and investment advisory services. 4) NWF ADVISORY SERVICES, INC. POSITION: Investment Advisory Representative NATURE: Corporation; Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 06/01/2025 ADDRESS: 11835 W OLYMPIC BLVD, STE 1155 E., Los Angeles, CA 90064, United States DESCRIPTION: I provide investment advice, wealth management, and financial planning services to clients.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-24

Designations

• Certified Financial Planner

Other Names

• Carolelynn Saros
• Carole Saros
• Cl Saros
• Carole Lynn Denigris
• Carole Lynn Saros
• Carole Lynn Saros