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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-29 |
| NE | RA | APPROVED | 2017-12-01 |
Branch Locations
570 Fallbrook Blvd Ste 103, Lincoln, NE 68521 • United States
11819 Miracle Hills Dr Ste 101, Omaha, NE 68154 • United States
104 W Avenue D, Oshkosh, NE 69154 • United States
Lincoln, NE • United States
3234 W Schimmer Dr Ste 2, Grand Island, NE 68801 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Grand Island | NE | 01/2013 | 11/2017 |
| Ameriprise Financial Advisors Inc. | Grand Island | NE | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Grand Island | NE | 03/2020 | Present |
Board of Directors; Harbor Ministries; board Member; 9600 South 67th Lincoln NE 68516, ,; ; 07/02/2014; 1 to 9 hours per month; 0 during trading hours / Fallbrook Homeowners Association; Board Member; PO Box 80268, , Lincoln, NE, 68501; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Rhodes Family Ventures, LLC; Owner; Manage advisory business; 6820 NW 4th St , , Lincoln , NE, 68521; Not Investment-Related; 08/01/2023; 20 to 39 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-21 |
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