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Joseph Patrick Connolly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Jupiter, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-02-14
  • FL RA
    APPROVED
    Since 2011-02-14

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

900 S Us Highway 1, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Palm Beach FL 02/1998 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-10
S63 Uniform Securities Agent State Law Examination 1999-01-25
  • S66 Uniform Combined State Law Examination
    2011-02-10
  • S63 Uniform Securities Agent State Law Examination
    1999-01-25

View on SEC IAPD

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