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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-08-17
TX RA APPROVED 2018-08-10
  • NJ RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED
    Since 2018-08-10

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

100 Campus Drive Suite 110, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morristown NJ 11/2016 08/2018
Raymond James Financial Services, Inc Morristown NJ 08/2018 05/2022
Steward Partner Global Advisory, Llc Florham Park NJ 08/2018 Present
Steward Partner Investment Advisory, Llc Florham Park NJ 08/2018 Present
Steward Partners Investment Solutions, Llc Florham Park NJ 05/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Morristown, NJ
  • 11/2016 → 08/2018
    Morristown, NJ
  • 08/2018 → 05/2022
    Raymond James Financial Services, Inc
    Morristown, NJ
  • 08/2018 → Present
    Steward Partner Global Advisory, Llc
    Florham Park, NJ
  • 08/2018 → Present
    Steward Partner Investment Advisory, Llc
    Florham Park, NJ
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Florham Park, NJ
Previous Registrations
  • 2008-01-01 → 2018-08-13
    Morristown, NJ
  • 2003-09-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Morristown, NJ
    Morristown, NJ
    St. Louis, MO
Other Businesses

(1) Name of Business: prefGrab, Inc Address: 45 Cleveland Road, Caldwell, NJ, 07006, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business organization and execution. Idea generation. Business development. (2) Name of Business: Steward Partners Global Advisory Address: 100 Campus Dr Ste 110, Florham Park, NJ, 07932, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/30/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (3) Name of Business: Steward Partners Investment Advisory LLC Address: 100 Campus Dr Ste 110, Florham Park, NJ, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 08/09/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-06
  • S66 Uniform Combined State Law Examination
    2002-09-06
Designations

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