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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-17 |
| TX | RA | APPROVED | 2018-08-10 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
100 Campus Drive Suite 110, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Morristown | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Morristown | NJ | 11/2016 | 08/2018 |
| Raymond James Financial Services, Inc | Morristown | NJ | 08/2018 | 05/2022 |
| Steward Partner Global Advisory, Llc | Florham Park | NJ | 08/2018 | Present |
| Steward Partner Investment Advisory, Llc | Florham Park | NJ | 08/2018 | Present |
| Steward Partners Investment Solutions, Llc | Florham Park | NJ | 05/2022 | Present |
(1) Name of Business: prefGrab, Inc Address: 45 Cleveland Road, Caldwell, NJ, 07006, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business organization and execution. Idea generation. Business development. (2) Name of Business: Steward Partners Global Advisory Address: 100 Campus Dr Ste 110, Florham Park, NJ, 07932, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/30/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (3) Name of Business: Steward Partners Investment Advisory LLC Address: 100 Campus Dr Ste 110, Florham Park, NJ, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 08/09/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-06 |
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