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Heather Hunt-Ruddy

Wells Fargo Clearing Services, LLC

Chicago, IL

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-17
MO RA APPROVED 2014-01-29
MI RA APPROVED 2010-01-19
  • IL RA
    APPROVED
    Since 2023-11-17
  • MO RA
    APPROVED
    Since 2014-01-29
  • MI RA
    APPROVED
    Since 2010-01-19

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham MI 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-24
S63 Uniform Securities Agent State Law Examination 1992-10-23
  • S65 Uniform Investment Adviser Law Examination
    2004-08-24
  • S63 Uniform Securities Agent State Law Examination
    1992-10-23
Other Names
  • Heather Anne Hunt
  • Heather Anne Hunt-Ruddy
  • Heather Huntruddy

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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