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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-08-14 |
| TX | RA | APPROVED | 2020-08-14 |
Branch Locations
The Atrium Ste 390 80 E Rt 4, Paramus, NJ 07652-2647 • United States
Upper Saddle River, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | NJ | 03/2011 | 08/2020 |
| Ameriprise Financial Services, Llc | Paramus | NJ | 08/2020 | Present |
Business Ownership; Aspen Enterprises; Zero. This is a LLC we opened 18 years ago when my wife and i were building/managing RE. We have carry loss forward. there is no day to day responsibilities. My wife handles the books.; RE Management pass through from an active business that is now not active at all.; 17 Hemlock Hill Road, , Upper Saddle River, NJ, 07458; Not Investment-Related; 08/31/2001; 0 hours per month; 0 during trading hours. Outside Employment; CMA 92, LLC; Associate Financial Advisor - Financial Advisor; Manage advisory business; 80 Route 4 East Suite 390, , Paramus, NJ, 7652; Investment-Related; 02/15/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-14 |
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