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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bellco Credit Union | Westminster | CO | 09/2008 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 09/2008 | 11/2023 |
| Osaic Institutions, Inc. | Meriden | CT | 11/2023 | Present |
NAME OF THE OTHER BUSINESS:Notary Public (for cu members) INVESTMENT- RELATED:yes ADDRESS OF THE OTHER BUSINESS:1958 S. Corona St., Denver, CO 80210 YOUR POSITION OR TITLE:Notary Public NATURE OF THE OTHER BUSINESS:Financial Institution START DATE:10/18/2013 APPROXIMATE NUMBER OF HOURS/MONTH:25 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:25 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:notary for current clients only COMPENSATION :no
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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