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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-30
  • CO RA
    APPROVED
    Since 2023-11-30

Branch Locations

9710 Washington Street, Thornton, CO 80229 • United States

8851 Harlan Street, Westminster, CO 80031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bellco Credit Union Westminster CO 09/2008 Present
Cuso Financial Services, Lp San Diego CA 09/2008 11/2023
Osaic Institutions, Inc. Meriden CT 11/2023 Present
  • 09/2008 → Present
    Bellco Credit Union
    Westminster, CO
  • 09/2008 → 11/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2023 → Present
    Meriden, CT
Previous Registrations
  • 2009-01-12 → 2023-11-30
    Cuso Financial Services, L.P.
    Thornton, CO
    Westminster, CO
    Westminster, CO
    Westminster, CO
    Thornton, CO
    Wheat Ridge, CO
  • 2007-08-30 → 2008-08-26
    Countrywide Investment Services, Inc.
    Denver, CO
  • 2005-06-24 → 2006-03-28
    Ameriprise Advisor Services, Inc.
    Denver, CO
  • 2002-05-30 → 2005-07-01
    Ifmg Securities, Inc.
    Denver, CO
Other Businesses

NAME OF THE OTHER BUSINESS:Notary Public (for cu members) INVESTMENT- RELATED:yes ADDRESS OF THE OTHER BUSINESS:1958 S. Corona St., Denver, CO 80210 YOUR POSITION OR TITLE:Notary Public NATURE OF THE OTHER BUSINESS:Financial Institution START DATE:10/18/2013 APPROXIMATE NUMBER OF HOURS/MONTH:25 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:25 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:notary for current clients only COMPENSATION :no

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-11-06
  • S63 Uniform Securities Agent State Law Examination
    2000-11-06
Designations
Other Names
  • Stephanie Elizabeth Linebaugh
  • Stephanie Linebaugh Gudka

View on SEC IAPD

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