Best Investors Account Sign in
Current Employers
Niles Investment Management, Llc

7901 Sw 6Th Ct. Suite 350, Plantation, FL 33324 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-30
  • FL RA
    APPROVED
    Since 2024-04-30

Branch Locations

7901 Sw 6Th Ct 3Rd Floor, Plantation, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alphaone Capital Partners Berwyn PA 03/2009 11/2019
Stp Investment Partners, Llc West Chester PA 11/2019 03/2024
Niles Investment Management, Llc Plantation FL 11/2023 Present
  • 03/2009 → 11/2019
    Alphaone Capital Partners
    Berwyn, PA
  • 11/2019 → 03/2024
    Stp Investment Partners, Llc
    West Chester, PA
  • 11/2023 → Present
    Plantation, FL
Previous Registrations
Other Businesses

SF GP I, LLC and SF GP II, LLC, affiliates of Niles Investment Management, LLC (the "Firm"), serve as the general partners of the Firm's private fund clients. The address for both SF GP I, LLC and SF GP II, LLC is 7901 SW 6th Ct., 3rd Floor Plantation, FL 33324. Daniel Niles serves as the managing member of both SF GP I, LLC and SF GP II, LLC and has served in such role since the formation of the entities in November 2023. SF GP I, LLC and SF GP II, LLC, along with the Firm, are responsible for the management, operations and the investment decisions made on behalf of private fund clients. SF GP I, LLC, SF GP II, LLC, and the Firm operate as a single advisory business. Mr. Niles devotes substantially all of this time operating this advisory business. Mr. Niles is not actively engaged in any business or occupation that provides him with a substantial source of income or involves a substantial amount of his time, other than his participation in the activities of Niles and its affiliates.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-23
S66 Uniform Combined State Law Examination 2004-12-02
S63 Uniform Securities Agent State Law Examination 2003-08-29
  • S65 Uniform Investment Adviser Law Examination
    2023-12-23
  • S66 Uniform Combined State Law Examination
    2004-12-02
  • S63 Uniform Securities Agent State Law Examination
    2003-08-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Plantation, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor