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7901 Sw 6Th Ct. Suite 350, Plantation, FL 33324 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-30 |
Branch Locations
7901 Sw 6Th Ct 3Rd Floor, Plantation, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphaone Capital Partners | Berwyn | PA | 03/2009 | 11/2019 |
| Stp Investment Partners, Llc | West Chester | PA | 11/2019 | 03/2024 |
| Niles Investment Management, Llc | Plantation | FL | 11/2023 | Present |
SF GP I, LLC and SF GP II, LLC, affiliates of Niles Investment Management, LLC (the "Firm"), serve as the general partners of the Firm's private fund clients. The address for both SF GP I, LLC and SF GP II, LLC is 7901 SW 6th Ct., 3rd Floor Plantation, FL 33324. Daniel Niles serves as the managing member of both SF GP I, LLC and SF GP II, LLC and has served in such role since the formation of the entities in November 2023. SF GP I, LLC and SF GP II, LLC, along with the Firm, are responsible for the management, operations and the investment decisions made on behalf of private fund clients. SF GP I, LLC, SF GP II, LLC, and the Firm operate as a single advisory business. Mr. Niles devotes substantially all of this time operating this advisory business. Mr. Niles is not actively engaged in any business or occupation that provides him with a substantial source of income or involves a substantial amount of his time, other than his participation in the activities of Niles and its affiliates.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-23 |
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-29 |
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