Joseph Aloysius Dunn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1993 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Rockville, MD

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  Rockville, MD
• 1995-03-13 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD

Other Businesses

1- 05/2025 - Joseph A. Dunn, Jr. - Non-Variable Insurance - Owner - Not Investment Related - At Reported Business Location(s) - Start Date 11/24/2020 - 80 hours per month/ 60 hours during trading 2- 05/2025 - Joseph A. Dunn, Jr. - Non-Variable Insurance - Owner - Investment Related - At Reported Business Location(s) - Start Date 12/27/2017 - 2 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-01
• S63 Uniform Securities Agent State Law Examination
  1990-11-08

Other Names

• Joe Dunn
• Joseph A Dunn