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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-01
  • TX RA
    APPROVED
    Since 2022-04-01

Branch Locations

Liberty Hill, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Georgetown TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Georgetown TX 11/2016 04/2022
Wells Fargo Advisors Financial Network, Llc Liberty Hill TX 04/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-04-01
    Georgetown, TX
    San Antonio, TX
  • 2006-10-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    San Antonio, TX
    St. Louis, MO
Other Businesses

CML EXPLORATION, INV RELATED, SNYDER, TX., ROYALTY OWNER, START: 4/20/2022, 0 HOURS PER MONTH, 0 HRS DURING TRADING, RECEIVE ROYALTY CHECKS MLRH FAMILY LAND MANAGEMENT LLC; INV RELATED; SAN ANTONIO, TX; LAND MANAGEMENT; 49% OWNERSHIP; START 4/1/2022; LESS THAN 1 HOUR PER MONTH, 0 DURING TRADING; CONSULT WITH OTHER 2 MANAGERS REGARDING DECISIONS OF PARTNERSHIP SUCH AS LEASING LAND. HORNBUCKLE INVESTMENT STRATEGIES, LLC, INVT RELATED, LIBERTY HILL, TX, 100% OWNERSHIP, START DATE 4/12/2022, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, LIBERTY HILL, TX, START: 4/1/2022, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-19
  • S66 Uniform Combined State Law Examination
    2006-10-19
Other Names
  • Wesley Hornbuckle

View on SEC IAPD

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