Marcia Elizabeth Nelson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Ubs Financial Services Inc
  Chicago, IL

Previous Registrations

• 2003-01-17 → 2015-12-16
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
  Chicago, IL
• 1999-01-07 → 2003-01-17
  Pershing Llc
  New York, NY

Other Businesses

1) Name of Business: Glenview Education Foundation./ Address: PO Box 373 Glenview United States 60025./ Investment Related: No./ Nature: collaborative effort where we help raise funds to benefit the needs of the district 34 grade schools./ Role: Co Treasurer./ Duty: Keeping up the etapestry and quickbooks. Providing grant checks and year end tax letters./ Start Date: 1/1/2023./ Hours Devoted: No./Time Required: N/A.

Exams

• S66 Uniform Combined State Law Examination
  1997-10-17
• S63 Uniform Securities Agent State Law Examination
  1992-07-15

Other Names

• Marcia Elizabeth Nelson
• Betsy Nelson
• Marcia Betsy Nelson
• Marcia Betsy Rafford
• Marcia Betsy Nelson
• Marcia Betsy Payne