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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-06
VI RA APPROVED 2020-01-07
TX RA APPROVED_RES 2017-08-07
MN RA APPROVED 2013-11-05
  • FL RA
    APPROVED
    Since 2026-03-06
  • VI RA
    APPROVED
    Since 2020-01-07
  • TX RA
    APPROVED_RES
    Since 2017-08-07
  • MN RA
    APPROVED
    Since 2013-11-05

Branch Locations

Sarasota, FL • United States

3600 American Blvd. West Suite 120, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2009 Present
Previous Registrations
Other Businesses

1)HANCE FINANCIAL LLC, 3600 AMERICAN BLVD W STE 120, BLOOMINGTON, MN, 8/1990 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/WK - 6/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-02
S63 Uniform Securities Agent State Law Examination 1990-10-01
  • S66 Uniform Combined State Law Examination
    2007-04-02
  • S63 Uniform Securities Agent State Law Examination
    1990-10-01

View on SEC IAPD

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