Ernest Sean Mishne

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2004-03-24

OH RA
APPROVED

Since 2004-03-24

Branch Locations

25550 Chagrin Blvd Ste 310, Beachwood, OH 44122 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Fahnestock & Co., Inc.	Pepperpike	OH	03/1995	Present

03/1995 → Present

Fahnestock & Co., Inc.

Pepperpike, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-12
S63	Uniform Securities Agent State Law Examination	1990-12-28

S65 Uniform Investment Adviser Law Examination

1995-06-12
S63 Uniform Securities Agent State Law Examination

1990-12-28

Other Names

Sean Mishne

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews