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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-23 |
| LA | RA | APPROVED | 2023-07-18 |
| NJ | RA | APPROVED | 2023-07-17 |
Branch Locations
67 Park Place East Suite 700, Morristown, NJ 07960 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | New York | NY | 09/2015 | 03/2017 |
| Guardian Life Insurance Co | New York | NY | 09/2015 | 03/2017 |
| Pruco Securities Llc | Paramus | NJ | 04/2021 | 07/2021 |
| Alexandria Capital | Tarrytown | NY | 02/2020 | 07/2020 |
| Ab3Ence Llc Dba Freckled Moose | Astorai | NY | 04/2017 | 09/2019 |
| Unemployed | Hoboken | NJ | 10/2019 | 01/2020 |
| Unemployed | Hoboken | NJ | 09/2020 | 03/2021 |
| The Prudential Insurance Company Of America | Paramus | NJ | 06/2021 | 07/2021 |
| Matt Russo | New York | NY | 08/2021 | 08/2021 |
| Matt Russo | New York | NY | 09/2021 | 10/2022 |
| Northwestern Mutual Investment Services Llc | New York | NY | 09/2021 | 10/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | 10/2022 |
| Mercer Global Advisors Inc. | Morristown | NJ | 01/2023 | 03/2024 |
| Mercer Global Advisors Inc. | Morristown | NJ | 03/2024 | Present |
Ab3ence, LLC; Investment-related; 2 Constitution Ct, Unit 310, Hoboken, NJ 07030; Owns 1 rental property; Owner/Landlord; 2/01/2021; 2 hrs.; 0 hrs.; Collect and deposit rent checks.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-03 |
| S66 | Uniform Combined State Law Examination | 2005-02-19 |
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