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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-23
IL RA APPROVED 1998-02-16
  • TX RA
    APPROVED_RES
    Since 2015-11-23
  • IL RA
    APPROVED
    Since 1998-02-16

Branch Locations

6306 N. Cicero, Chicago, IL 60646-4422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/1990 Present
Cetera Investment Advisers Llc Schaumburg IL 02/1998 Present
Computer Accounting & Financial Service, Inc Chicago IL 11/2012 Present
  • 06/1990 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/1998 → Present
    Schaumburg, IL
  • 11/2012 → Present
    Computer Accounting & Financial Service, Inc
    Chicago, IL
Other Businesses

1) REFERRAL OF HEALTH INSURANCE THROUGH BLUE CROSS, START 06/01/2010. 2) COMPUTER ACCOUNTING & FINANCIAL SERVICE, INC, DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; SAME AS REGISTERED ADDRESS; TAX/ACCOUNTING/FINANCIAL SERVICES WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS; CPA; SINCE 11/2012; 40 HRS/WEEK DURING SECURITIES TRADING HOURS:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-25
S63 Uniform Securities Agent State Law Examination 1991-05-03
  • S65 Uniform Investment Adviser Law Examination
    1997-11-25
  • S63 Uniform Securities Agent State Law Examination
    1991-05-03

View on SEC IAPD

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