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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Allentown, PA • United States

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Allentown PA 07/1990 09/2023
Pruco Securites, Llc Bethlehem PA 10/2023 11/2024
The Prudential Insurance Co. Of America Bethlehem PA 10/2023 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 07/1990 → 09/2023
    Lincoln Investment Planning, Inc.
    Allentown, PA
  • 10/2023 → 11/2024
    Pruco Securites, Llc
    Bethlehem, PA
  • 10/2023 → Present
    The Prudential Insurance Co. Of America
    Bethlehem, PA
  • 11/2024 → Present
    Warrington, PA
Previous Registrations
Other Businesses

1) 06/17/2026-Genesis Wealth Advisors-Certified Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/11/2014-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-27
  • S63 Uniform Securities Agent State Law Examination
    1997-08-27
Designations
Other Names
  • Debra Susan Flanley
  • Debra Susan Herrlinger

View on SEC IAPD

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