Nicholas Salerno

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-16
NV	RA	APPROVED	2022-07-20
NJ	RA	APPROVED	2017-09-21
TX	RA	APPROVED	2017-09-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Emerging Growth Equities	King Of Prussia	PA	11/2014	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	08/2017	Present
Bank Of America, N.A.	Pennington	NJ	09/2017	Present

11/2014 → 08/2017

Emerging Growth Equities

King Of Prussia, PA
08/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
09/2017 → Present

Bank Of America, N.A.

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-15
S63	Uniform Securities Agent State Law Examination	1990-12-07