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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-05 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| IA | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
12660 S Fort St Ste 101, Draper, UT 84020 • United States
1733 S 1100 E Suite 100, Salt Lake City, UT 84105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Salt Lake City | UT | 01/2006 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Midvale | UT | 11/2010 | Present |
| Brad Barber | Cottonwood Heights | UT | 11/2010 | Present |
| Barber Tax Service | Salt Lake City | UT | 12/2005 | Present |
| Maine Primary Care Assn | Augusta | ME | 11/2001 | Present |
| Barber Tax Service Draper Llc | Draper | UT | 01/2016 | Present |
| Lpl Financial Llc | Draper | UT | 07/2021 | Present |
1) 11/2005 - Tax Prep/Accounting/CPA / Barber Tax Service / Investment Related / 25% / Salt Lake City, UT 84105 2) 04/2011 - Non-Variable Insurance / Non-Variable Insurance Commission Trails / Investment Related / 5% / Salt Lake City, UT 84105 3) 02/2019 - DBA for LPL Business (entity for LPL business) / Hess, Clifford & Mackay Financial Group / Investment Related / Salt Lake City, UT 84105 4) 08/2015 - Tax Prep/Accounting/CPA / Barber Tax Service Draper, LLC / Investment Related / 0% / Draper, UT 5) 10/19/2023 - Rise Financial & Tax Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/03/2023 - 160 Hours Per Month/ During Trading 6) 12/13/2023 - Barber Tax Service - DBA: Rise Financial & Tax Advisors - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 12/20/2021 - 80 Hours Per Month/ During Trading 7) 12/13/2023 - Barber Tax Service Draper, LLC - DBA: Rise Financial & Tax Advisors - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 12/20/2021 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-20 |
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