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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-05
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
GA RA APPROVED 2021-07-21
ID RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
IA RA APPROVED 2021-07-21
MT RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
UT RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
WY RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2026-08-05
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • ID RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21
  • MT RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • UT RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21
  • WY RA
    APPROVED
    Since 2021-07-21

Branch Locations

12660 S Fort St Ste 101, Draper, UT 84020 • United States

1733 S 1100 E Suite 100, Salt Lake City, UT 84105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Salt Lake City UT 01/2006 Present
Various Insurance Carriers For W&R Insurance Agencies Midvale UT 11/2010 Present
Brad Barber Cottonwood Heights UT 11/2010 Present
Barber Tax Service Salt Lake City UT 12/2005 Present
Maine Primary Care Assn Augusta ME 11/2001 Present
Barber Tax Service Draper Llc Draper UT 01/2016 Present
Lpl Financial Llc Draper UT 07/2021 Present
  • 01/2006 → Present
    Waddell & Reed, Inc
    Salt Lake City, UT
  • 11/2010 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Midvale, UT
  • 11/2010 → Present
    Brad Barber
    Cottonwood Heights, UT
  • 12/2005 → Present
    Barber Tax Service
    Salt Lake City, UT
  • 11/2001 → Present
    Maine Primary Care Assn
    Augusta, ME
  • 01/2016 → Present
    Barber Tax Service Draper Llc
    Draper, UT
  • 07/2021 → Present
    Draper, UT
Previous Registrations
  • 2011-06-21 → 2021-07-21
    Waddell & Reed
    Salt Lake City, UT
    Clearfield, UT
    Draper, UT
    Scottsdale, AZ
    Las Vegas, NV
Other Businesses

1) 11/2005 - Tax Prep/Accounting/CPA / Barber Tax Service / Investment Related / 25% / Salt Lake City, UT 84105 2) 04/2011 - Non-Variable Insurance / Non-Variable Insurance Commission Trails / Investment Related / 5% / Salt Lake City, UT 84105 3) 02/2019 - DBA for LPL Business (entity for LPL business) / Hess, Clifford & Mackay Financial Group / Investment Related / Salt Lake City, UT 84105 4) 08/2015 - Tax Prep/Accounting/CPA / Barber Tax Service Draper, LLC / Investment Related / 0% / Draper, UT 5) 10/19/2023 - Rise Financial & Tax Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/03/2023 - 160 Hours Per Month/ During Trading 6) 12/13/2023 - Barber Tax Service - DBA: Rise Financial & Tax Advisors - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 12/20/2021 - 80 Hours Per Month/ During Trading 7) 12/13/2023 - Barber Tax Service Draper, LLC - DBA: Rise Financial & Tax Advisors - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 12/20/2021 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-20
  • S66 Uniform Combined State Law Examination
    2011-06-20
Other Names
  • Tina Louise Castillo
  • Tina Hess

View on SEC IAPD

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