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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-13 |
| NJ | RA | APPROVED | 2005-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Ocean City | NJ | 05/2009 | Present |
TRUSTEE FOR BROTHER'S TRUST, INV RELATED, OCEAN CITY, NJ, START 5/25/05, ZERO HOURS PER MONTH, ZERO DURING TRADING. FORTRESS FINANCIAL LLC, INV RELATED, OCEAN CITY, NJ, 32% OWNERSHIP, START 1/1/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, OCEAN CITY, NJ, START: 4/24/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-02 |
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