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Aegis Capital Corp. CRD 15007
$1.78B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-11 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
Flourtown, PA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 08/2015 | 05/2025 |
| Unemployed | Flourtown | PA | 05/2025 | 12/2025 |
| Aegis Capital Corp | New York | NY | 12/2025 | Present |
The Camp Fire Conservation Fund, Chappaqua, NY, the Fund is a membership organization dedicated to conservation issues. Secretary of the Board: duties include Correspondence - internally & externally. Recording & transmission of Board minutes. Not compensated, 5 hrs./month, Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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