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Inactive

Gregory John Dupee

Aegis Capital Corp.

Melville, NY

Flourtown, PA

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-11
  • PA RA
    APPROVED
    Since 2025-12-11

Branch Locations

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Flourtown, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 08/2015 05/2025
Unemployed Flourtown PA 05/2025 12/2025
Aegis Capital Corp New York NY 12/2025 Present
Previous Registrations
Other Businesses

The Camp Fire Conservation Fund, Chappaqua, NY, the Fund is a membership organization dedicated to conservation issues. Secretary of the Board: duties include Correspondence - internally & externally. Recording & transmission of Board minutes. Not compensated, 5 hrs./month, Not Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-20
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    1993-08-20
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06
Other Names
  • Gregory J Dupee

View on SEC IAPD

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