Stephen Christopher North

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Plymouth, MN
• 08/2010 → Present
  Investors Financial Group
  Plymouth, MN
• 03/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2011-08-17 → 2022-07-25
  Investors Financial Group
  Plymouth, MN
• 2009-02-20 → 2009-09-08
  Mutual Service Corporation
  Plymouth, MN
  Boston, MA
  Plymouth, MN

Other Businesses

1. 8/12/2010 - INVESTORS FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 03/30/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-08-28