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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-09-12 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Baltimore | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Baltimore | MD | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Bethesda | MD | 09/2022 | Present |
SOJAC VENTURES LLC, INV RELATED, COCKEYSVILLE, MD, 100% OWNERSHIP, START 8/17/2022, 140 HOURS PER MONTH, 140 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-12 |
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