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Claudia Maria De La Paz Batlle

Seaview Investment Managers LLC

Coral Gables, FL

CRD 2089161

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Employer firm

Seaview Investment Managers LLC CRD 300155

$1.37B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Seaview Investment Managers Llc

2 Alhambra Plaza Suite 802, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-23
  • FL RA
    APPROVED
    Since 2019-07-23

Branch Locations

2 Alhambra Plaza Suite 802, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaview Investment Managers Llc Miami FL 06/2019 Present
Fpmi Llc Dba Fpw International Miami FL 10/2018 Present
Seaview Investment Managers Llc Miami FL 09/2017 Present
Vectorglobal Iag Miami FL 01/2012 07/2026
Vectorglobal Wmg Miami FL 01/2011 07/2026
Fundacion Manos Del Sur Miami FL 10/1999 Present
  • 06/2019 → Present
    Miami, FL
  • 10/2018 → Present
    Fpmi Llc Dba Fpw International
    Miami, FL
  • 09/2017 → Present
    Miami, FL
  • 01/2012 → 07/2026
    Vectorglobal Iag
    Miami, FL
  • 01/2011 → 07/2026
    Vectorglobal Wmg
    Miami, FL
  • 10/1999 → Present
    Fundacion Manos Del Sur
    Miami, FL
Previous Registrations
Other Businesses

1. FPMI LLC DBA FPW INTERNATIONAL: CEO AND PARTNER. STARTING ON JANUARY 2019 WILL OFFER FINANCIAL PLANNING FOR WOMEN WORKSHOPS - PERSONAL FINANCE EDUCATION. I WILL DEVOTE APPROXIMATELY 20 HOURS PER MONTH AND WILL BE AFTER SECURITIES TRADING HOURS (EVENINGS AND WEEKENDS). 2. SEAVIEW FINANCIAL SERVICES- COMPANY HAS NOT ACTIVITY YET- PARTICIPATION -100% 3. SEAVIEW FARM LLC- BUSINESS SHARED WITH DAUGTHER-PURCHASE & TRAIN HORSES FOR RESALE-FUNDING AND PROVIDING BUSINESS CONSULTING TO MY DAUGHTER 4. FUNDACION MANOS DEL SUR NON-PROFIT ORGANIZATION FOR CHILDREN IN LATIN AMERICA. ESTABLISHED IN 1998 TITLE: FOUNDING DIRECTOR HOURS DEDICATED: ONLY 3-4 TIMES PER YEAR ON FUNDRAISING EVENTS WWW.MANOSDELSUR.ORG 5. GlobalTamp LLC- Company has no activity yet. Nature of Business - Development of Technology tools for investment. Participation- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-26
  • S66 Uniform Combined State Law Examination
    2011-10-26
Designations
  • Certified Financial Planner
Other Names
  • Claudia Maria De La Paz Batlle

View on SEC IAPD

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