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Stanley Moy

Capital Client Group, Inc.

Los Angeles, CA

South Pasadena, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-08
  • CA RA
    APPROVED
    Since 2019-10-08

Branch Locations

333 S. Hope St. 55Th Fl., Los Angeles, CA 90071 • UNITED STATES

South Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Baltimore MD 05/2013 08/2019
American Funds Los Angeles CA 09/2019 10/2021
American Funds Los Angeles CA 10/2021 04/2024
American Funds Los Angeles CA 04/2024 Present
  • 05/2013 → 08/2019
    T. Rowe Price
    Baltimore, MD
  • 09/2019 → 10/2021
    American Funds
    Los Angeles, CA
  • 10/2021 → 04/2024
    American Funds
    Los Angeles, CA
  • 04/2024 → Present
    American Funds
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-15
  • S63 Uniform Securities Agent State Law Examination
    2014-07-15
Designations

View on SEC IAPD

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