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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States

Atlanta, TX • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Dallas TX 12/1990 03/2017
Metlife Securities Inc. Dallas TX 12/1990 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Dallas TX 03/2017 Present
  • 12/1990 → 03/2017
    Metropolitan Life Insurance Company
    Dallas, TX
  • 12/1990 → 03/2017
    Metlife Securities Inc.
    Dallas, TX
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Dallas, TX
Previous Registrations
  • 2002-11-12 → 2017-03-25
    Msi Financial Services, Inc.
    Dallas, TX
    Dallas, TX
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, DENTAL AND GROUP DISABILITY INCOME, LIFE/ACCIDENT/HEALTH FROM PRIVATE RESIDENCE FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 6/2000 (2) NAME: ALEXANDER ALFANO AND DEBBIE ALFANO INV REL: N ADD: NATURE: OTHER - OWNER OF TREE FARM POSITION: OWNERSHIP START DATE: 04/15/2018 No. HR/MO: N/A. No. HR/MO DURING SEC TRADING: 40+. (3) NAME: AGILITY FINANCIAL GROUP LLC INV REL: Y ADD: 13455 NOEL RD, 20TH FLOOR, DALLAS TX 75240 NATURE: FINANCIAL SERVICES POSITION: PARTNER OF LLC START DATE: 04/25/2023 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: NO DUTIES. (4) NAME: ALFANO FAMILY TRUST INV REL: N ADD: RESIDENTIAL NATURE: FAMILY TRUST POSITION: TRUSTEE START DATE: 04/22/2025 No. HR/MO: 16. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: OWN AND MANAGE TREE FARM FOR CONSERVATION, WILDLFIE AND FUTURE THINNINGS. WE ARE AN AMERICAN CERTIFIED TREE FARM. THE TREE FARM IS HELD IN THE TRUST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-19
S63 Uniform Securities Agent State Law Examination 1990-11-15
  • S66 Uniform Combined State Law Examination
    2002-10-19
  • S63 Uniform Securities Agent State Law Examination
    1990-11-15
Other Names
  • Al Alfano
  • Alexander Jr Alfano

View on SEC IAPD

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