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William Matthew Koch

Morgan Stanley

Canton, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-17
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-09-17
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

4455 Dressler Road Suite 202, Canton, OH 44718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Canton OH 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Canton, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

TO SERVE AS CO-OWNER OF OAZVATH INVESTMENTS LLC UNIVERSITY OF AKRON ICE HOCKEY CLUB,EMPLOYEE/COACH;NOT INVESTMENT RELATED; START DATE:08/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-10(WEEKLY);AKRON OH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-07-09
S63 Uniform Securities Agent State Law Examination 1990-12-19
  • S65 Uniform Investment Adviser Law Examination
    1991-07-09
  • S63 Uniform Securities Agent State Law Examination
    1990-12-19
Other Names
  • William M Koch
  • Wm. Matthew Koch
  • Matthew Koch

View on SEC IAPD

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