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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
213 West Clay St, Albany, MO 64402 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Springfield | MO | 09/1990 | 11/2024 |
| Lpl Enterprise, Llc | Albany | MO | 11/2024 | Present |
1) 10/10/24- Eastfork Holdings LLC- Business Owner- I own and manage an RV Park- INV Related- At Albany, MO- Start date 01/01/2024- 8 HRS MTH- 0 HRS During Trading 2) 11/01/24- Craig Craven Estate- Act in a Fiduciary Capacity- Not INV Related- At Albany, MO- Start date 09/12/2023- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-29 |
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