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Timothy David Gay

LPl Financial LLC

Lancaster, PA

Lancaster, PA

CRD 2088613

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-11-29
  • PA RA
    APPROVED
    Since 2017-11-29

Branch Locations

3008 Columbia Avenue, Lancaster, PA 17603 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christian W. Landis Agency, Inc Lancaster PA 02/1991 Present
National Planning Corporation Lancaster PA 01/1993 11/2017
Lpl Financial Llc Lancaster PA 11/2017 Present
  • 02/1991 → Present
    Christian W. Landis Agency, Inc
    Lancaster, PA
  • 01/1993 → 11/2017
    National Planning Corporation
    Lancaster, PA
  • 11/2017 → Present
    Lancaster, PA
Previous Registrations
  • 2008-02-20 → 2017-11-29
    National Planning Corporation
    Lancaster, PA
    Lancaster, PA
    Los Angeles, CA
Other Businesses

TIMOTHY D. GAY; 1725 B OREGON PIKE, STE. 206, LANCASTER, PA 17601 - LOOKING TO MARKET & SELL LONG TERM CARE INSURANCE TO CURRENT AS WELL AS PROSPECTIVE NEW CLIENTS AS PART OF WEALTH PROTECTION - 2% TIME SPENT - INVESTMENT & INSURANCE - SEEKING APPROVAL TO MARKET DISABILITY TO CURRENT & PROSPECTIVE NEW CLIENTS - 5HRS/MO TIME SPENT. - CHRISTIAN D. LANDIS AGENCY - ACCOUNT EXECUTIVE - 20% TIME SPENT. - SELF- FIXED ANNUITIES MARKETING - 20% TIME SPENT. - CHRISTIAN LANDIS AGENCY - YES - 1725 B OREGON PIKE, STE. 206, LANCASTER, PA 17601 - SALES AND MAINTENANCE OF GROUP HEALTH - OWNER/MANAGER - 03/04/1999 - 20HRS/MONTH - 20HRS TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-02
S63 Uniform Securities Agent State Law Examination 1990-11-08
  • S65 Uniform Investment Adviser Law Examination
    1999-03-02
  • S63 Uniform Securities Agent State Law Examination
    1990-11-08

View on SEC IAPD

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