Michael R Stein

Current Employers

Employment History

• 04/2015 → 02/2019
  Pnc Investments
  Baltimore, MD
• 04/2015 → 02/2019
  Pnc Bank
  Baltimore, MD
• 02/2019 → 07/2023
  T Rowe Price
  Owings Mills, MD
• 11/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
• 08/2023 → 10/2023
  Batlimore Orioles
  Baltimore, MD

Previous Registrations

• 2019-03-26 → 2023-07-26
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD
• 2009-01-06 → 2011-04-04
  Pnc Wealth Management Llc
  Reisterstown, MD
• 2008-10-21 → 2008-12-01
  Wells Fargo Clearing Services, Llc
  Baltimore, MD
  Columbia, MD
  Towson, MD

Other Businesses

Name of the other businessThe Harry Curland Irrevocable Trust; Michael Stein, TrusteeWhether the business is investment-relatedYES ? business is investment relatedAddress of the other business:- Pikesville, MD Nature of the other businessNamed Trustee on an accountYour positionTrusteeTitle, or relationship with the other businessTrusteeStart date of your relationship11/10/2013Approximate number of hours/month you devote to the other business<1 hour per month (approx. 4 hrs per year)Number of hours you devote to the other business during securities trading hours< 1 hour per month (approx. 4 hrs per year)Briefly describe your duties relating to the other businessThe account is somewhat on auto-pilot, it is set-up to automatically make distributions once per quarter. I oversee the account and file an annual tax return for the Trust that is prepared by a CPA . I*1566268, Name of OBA: The H CIrrevocable Trust, Michael Stein, Trustee Address: Pikesville Maryland Investment Related: No Position, Title, Association: Trustee Employee Start Date: 11/06/2023 No Hours: No Hours during trading: Duties: I*, Entity Type, Name of OBA:THE HARRY A CURLAND IRREV TRUST Address: Pikesville, Md, 21208 Investment Related: Position, Title, Association: Trustee Employee Start Date: 6/18/2024 No Hours:1 hr monthly No Hours during trading: Duties: Non - immediate family - The Harry Curland Irrevocable Trust; Michael Stein, Trustee - xxxxN123 - MERRILL LYNCH

Exams

• S66 Uniform Combined State Law Examination
  2019-03-25
• S63 Uniform Securities Agent State Law Examination
  2015-07-10
• S65 Uniform Investment Adviser Law Examination
  2008-10-20

Other Names

• Michael Richard Stein