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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
339 6Th Ave W Ste 37A & 9, Bradenton, FL 34205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Arlington Heights | IL | 05/1991 | 05/2017 |
| Metlife Securities Inc. | Arlington Heights | IL | 05/1991 | 05/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 05/2017 |
| Mml Investors Services, Llc | Buffalo Grove | IL | 03/2017 | 05/2017 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 05/2017 | 12/2019 |
| Prudential Insurance Company Of America | Sarasota | FL | 02/2020 | Present |
| Pruco Securities, Llc. | Sarasota | FL | 02/2020 | 11/2024 |
| Unemployed | Longboat Key | FL | 12/2019 | 02/2020 |
| Lpl Enterprise, Llc | Sarasota | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-17 |
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