Michael Carl Alber

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Alber Financial
  Davis, IL
• 09/2014 → 06/2021
  Voya Financial Advisors
  St Charles, IL
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-13 → 2021-06-09
  Voya Financial Advisors, Inc.
  Malta, IL
  Sycamore, IL
  Marinette, WI
  St Charles, IL
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: Alber Financial; Yes; SAME AS REGISTERED LOCATION; Fixed Insurance; Owner; 11/1/2006; 30; 15; Insurance and Investment Sales and Service.| 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/1990; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: ST MARY'S CATHOLIC CHURCH; INVESTMENT RELATED: NO; ADDRESS: 606 W MAIN ST DURAND, IL 61024; NATURE OF BUSINESS: RELIGIOUS; START DATE: 09/2020; POSITION/TITLE/RELATIONSHIP: DEACON; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DEACON OF LITURGY, TEACHING, SPIRITUAL ADVICE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-09
• S63 Uniform Securities Agent State Law Examination
  1991-03-15

Other Names

• Mike Alber