Thomas Edward Tilton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 09/2023
  Woodbury Financial Services
  Hauppauge, NY
• 09/2023 → Present
  Lpl Financial
  Hauppauge, NY

Previous Registrations

• 2009-02-10 → 2023-10-02
  Woodbury Financial Services, Inc.
  Hauppuage, NY
  Setuaket, NY
• 2006-08-04 → 2009-03-02
  Janney Montgomery Scott Llc
  Hauppauge, NY
  Hauppauge, NY

Other Businesses

1)09/28/2023 - Tilton Financial Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start:02/09/2009 - 200 Hrs/Mth - 20 Hrs During Trading. 2) 12/05/2023 - Simplicity Group - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 11/1/2023 - 10 Hrs/Mo During Trading Hours. 3) 12/05/2023 - Crump Insurance Services - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 11/1/2023 - 10 Hrs/Mo During Trading Hours. 4) 09/11/2025 - National Life Group / Wealthbridge Agency - Investment Related - Non-Variable Insurance - Melville NY - Start Date:09/15/2025 - 20 Hrs/Mth - 20 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-03
• S63 Uniform Securities Agent State Law Examination
  1990-09-06

Designations

• Certified Financial Planner