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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
20 Squadron Blvd Suite 660, New City, NY 10956 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Bronx | NY | 11/2013 | 07/2022 |
| B. Riley Wealth Management | New City | NY | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | New City | NY | 05/2014 | Present |
1. B.Riley Wealth Insurance; Investment - related; 20 Squadron Blvd, suite 470E New City, NY 10956; Life Insurance sales; Agent; Start date 2022; 160 hrs/month devoted during securities trading hrs. 2. Gregory Scrydloff CFP, LLC, Non investment related; 20 Squadron Blvd, suite 470E New City, NY 10956; Tax preparation; Tax preparer; start date 2022; 10 hrs/ month devoted during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-18 |
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