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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-06-29 |
Branch Locations
114 North Boulevard Suite 102/105, Gunnison, CO 81230 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
214 6Th Street #9, Crested Butte, CO 81224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Gunnison | CO | 01/2015 | 06/2017 |
| Mml Investors Services, Llc | Gunnison | CO | 03/2017 | 06/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 06/2017 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 06/2017 | Present |
(1) Shondeck Financial Services & Insurance, Inc.; DBA; Investment Related; 114 North Boulevard Street, Suite 102/105 Gunnison, CO 81230; Sales Representative; To continue to sell insurance products, Life, Health, Disability and Long Term care, to continue to sell investment products as the primary focus; Start 7/1/2023; 80 hours/month during trading. (2) Gary and Karen Shondeck; Not Investment Related; 114 North Boulevard Street Suite 102 and 105, Gunnison, CO 81230???????; Rental for leasing office spaces to Shondeck Financial Service and Insurance, Inc; Property Owner; Start 8/20/2025; 1 hour/month during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-02 |
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