Best Investors Account Sign in
Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-06-29
  • CO RA
    APPROVED
    Since 2017-06-29

Branch Locations

114 North Boulevard Suite 102/105, Gunnison, CO 81230 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

214 6Th Street #9, Crested Butte, CO 81224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Gunnison CO 01/2015 06/2017
Mml Investors Services, Llc Gunnison CO 03/2017 06/2017
J.W. Cole Financial, Inc. Tampa FL 06/2017 Present
J.W. Cole Advisors, Inc. Tampa FL 06/2017 Present
  • 01/2015 → 06/2017
    Metlife Securities Inc.
    Gunnison, CO
  • 03/2017 → 06/2017
    Gunnison, CO
  • 06/2017 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 06/2017 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2017-03-25 → 2017-06-30
    Gunnison, CO
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Gunnison, CO
  • 1999-01-01 → 2015-01-02
    New England Securities
    Colorado Springs, CO
    Gunnison, CO
    Crested Butte, CO
Other Businesses

(1) Shondeck Financial Services & Insurance, Inc.; DBA; Investment Related; 114 North Boulevard Street, Suite 102/105 Gunnison, CO 81230; Sales Representative; To continue to sell insurance products, Life, Health, Disability and Long Term care, to continue to sell investment products as the primary focus; Start 7/1/2023; 80 hours/month during trading. (2) Gary and Karen Shondeck; Not Investment Related; 114 North Boulevard Street Suite 102 and 105, Gunnison, CO 81230???????; Rental for leasing office spaces to Shondeck Financial Service and Insurance, Inc; Property Owner; Start 8/20/2025; 1 hour/month during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1998-02-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Gunnison, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor