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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-04
OH RA APPROVED 2018-10-21
  • TX RA
    APPROVED_RES
    Since 2021-08-04
  • OH RA
    APPROVED
    Since 2018-10-21

Branch Locations

1151 Peru Olena Rd. W., Norwalk, OH 44857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securities, Inc Dublin OH 02/2004 10/2018
Boulder Ridge Farms, Inc Willard OH 04/1993 Present
Brown Enterprises, Ltd Norwalk OH 04/1995 Present
Brown Real Property Holdings, Llc Norw OH 12/2006 Present
Eirc Brown, Inc. Norwalk OH 12/2006 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 02/2004 → 10/2018
    Nationwide Securities, Inc
    Dublin, OH
  • 04/1993 → Present
    Boulder Ridge Farms, Inc
    Willard, OH
  • 04/1995 → Present
    Brown Enterprises, Ltd
    Norwalk, OH
  • 12/2006 → Present
    Brown Real Property Holdings, Llc
    Norw, OH
  • 12/2006 → Present
    Eirc Brown, Inc.
    Norwalk, OH
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) LEGACY CAPITAL ADVISORS, LLC, 1151 Peru Olena Rd. W, Norwalk, OH 44857, 1/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 80 HR/MO - 80 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) Boulder Ridge Farms, Inc., 676 Ridge Rd. N, Willard, OH 44890, owner since 4/1/93, non investment related, 20/wk - 20/trading. 4) Brown Real Property Holdings, LLC, 1151 Peru Olena Rd. W, Norwalk, OH 44857, owner since 5/1/18, non-investment lated, 1/wk - 0/trading. 5) BrownEnterprises, Ltd., 150 Milan Ave, Ste A, Norwalk, OH 44857, owner since 2/14/02, non-investment related, 1/month - 0/trading. 6) Eric Brown Inc., 1151 Peru Olena Rd. W, Norwalk, OH 44857, owner since 12/1/06, non-investment related, 2/wk - 2/trading. 7) LAWRENCE FAMILY FARM, LLC, 1151 Peru Olena Rd. W., Norwalk OH 44857, 11/2022, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-14
S63 Uniform Securities Agent State Law Examination 2013-10-02
S65 Uniform Investment Adviser Law Examination 2009-11-19
  • S66 Uniform Combined State Law Examination
    2022-02-14
  • S63 Uniform Securities Agent State Law Examination
    2013-10-02
  • S65 Uniform Investment Adviser Law Examination
    2009-11-19
Other Names
  • Eric Brown

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