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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2004-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Chardon | OH | 06/2004 | Present |
1.6/16/2004 - INVOLVEMENT WITH RENTAL PROPERTY 2.06/08/2004 - OUTSIDE SALES OF NON-VARIABLE INSURANCE. 3. 05/23/2008 - DBA-DAE FINANCIAL SERVICES - DBA ONLY 4. 10/24/08- EAGLE NATIONWIDE MORTGAGE CO./ CONVENTIONAL & FHA MORTGAGES/ 10% OF TIME/ CHARDON, OH. 5. 11/5/2012 - NON-VARIABLE INSURANCE - UNITED AGENCIES - SOLICIT THE SALE OF PROPERTY/CASUALTY INSURANCE TO MY CLIENTS THROUGH UNITED AGENCIES. - TIME SPENT 10% - CHARDON, OH. 6. 11/8/2012 - OTHER-RESTAURANT - YOU ARE HERE BAR & GRILL - WE ARE OPENING A NEW RESTAURANT. MR BEZAK & MR ANTONELLI CURRENTLY OWN 4 RESTAURANTS AND THEY CAME TO ME TO HELP THEM OPEN THIS ONE. I HAVE KNOWN BOTH FOR OVER 15 YEARS AND THEY BEEN SUCCESSFUL IN OPERATING THIS TYPE OF BUSINESS. - TIME SPENT 2%. 7. 8/9/2017 - Aces Grille - Not Investment Related - 32650 Lorain Road, North Ridgeville, OH 44039 - Other-Business Owner - Co-Owner - Started 07/01/2017 - 20 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-07 |
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