Brent William Carroll

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2001-07-31

CA RA
APPROVED

Since 2001-07-31

Branch Locations

La Quinta, CA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Prescott Valley, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Irm Distributors, Inc.	Carpinteria	CA	05/1999	Present
Tenco Inc.	La Quinta	CA	09/2008	01/2017
Llorac Financial Llc	La Quinta	CA	01/2017	Present

05/1999 → Present

Irm Distributors, Inc.

Carpinteria, CA
09/2008 → 01/2017

Tenco Inc.

La Quinta, CA
01/2017 → Present

Llorac Financial Llc

La Quinta, CA

Other Businesses

Llorac Financial LLC.;P.O. BOX 5310 LA QUINTA, CA. 92248; START DATE: 1/1/2017; OFFICER/ PRESIDENT/EMPLOYEE;TAX PREPARATION& INSURANCE and Securites SALES and Service;NUM OF HRS/MONTH TO THIS BUS:160 ; DURING TRADING HRS:160 ;IR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-06-28
S65	Uniform Investment Adviser Law Examination	2000-12-26

S63 Uniform Securities Agent State Law Examination

2005-06-28
S65 Uniform Investment Adviser Law Examination

2000-12-26

View on SEC IAPD