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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-06-26 |
| TX | RA | APPROVED_RES | 2012-03-12 |
Branch Locations
182 W Court St, Doylestown, PA 18901-4106 • United States
40 Lloyd Ave, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Doylestown | MD | 06/2001 | Present |
1. 12/23/2003 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELLING FIXED ANNUITIES, HEALTH, DISABILITY, LONG TERM CARE, WHOLE, UNIVERSAL AND TERM LIFE INSURANCE. 2. 8/8/2007 - SJK WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/23/2020 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/19/2019 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-18 |
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