Jimmie Alexander

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → 12/2016
  Foothill Securities, Inc.
  Novato, CA
• 03/2003 → Present
  Kaiser Permanente
  San Rafael, CA
• 10/2012 → Present
  Lincoln Financial Group
  Petaluma, CA
• 10/2012 → Present
  Self-Employed
  Petaluma, CA
• 12/2016 → 06/2024
  Securities America, Inc.
  Petaluma, CA
• 12/2016 → 06/2024
  Securities America Advisors, Inc.
  La Vista, NE
• 01/1998 → Present
  Jimmie Alexander
  Petaluma, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Petaluma, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Petaluma, CA

Previous Registrations

• 2016-12-08 → 2024-06-14
  Securities America Advisors, Inc.
  Petaluma, CA
• 2017-03-27 → 2018-05-11
  Alexander, Jimmie
  Petaluma, CA
• 1999-03-01 → 2016-12-08
  Foothill Securities, Inc.
  Novato, CA
  Sacramento, CA
  Petaluma, CA
  Santa Clara, CA
  Santa Clara, CA

Other Businesses

1 Lincoln Financial Group; Non-Investment Related; 6 C Street Petaluma, CA 94952; Nature: Insurance Sales; Position: Agent; Start Date 10/1/2012; 0 hours per month; 0 hours during market hours; Provide long-term care products & services as needed. 2. Kaiser Permanente; 99 Montecello Rd. San Rafael, CA 94903; Clinical Laboratory Scientist; Hospital; Start Date 3/1/2003; Non Investment-Related; Approximately 80 hours per month; Approximately 10 hours per month during market hours; Perform laboratory tests. 3. INSURANCE SALES POSITION: agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/12/1998 ADDRESS: 6 C Street, Petaluma CA 94952, United States DESCRIPTION: While not recently I have provided Variable annuities to clients, term Life Insurance and MoneyGuard LTC policy's 4. RENTAL PROPERTY POSITION: owner NATURE: Rental Income from Personally owned Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/04/2019 ADDRESS: 3199, Castle Canyon Avenue, Las Vegas NV 89052, United States DESCRIPTION: I personally own a single family home in Las Vegas. I rent this home out for monthly rent. 5. CLINICAL LABORATORY SCIENTIST POSITION: clinical Lab Scientist NATURE: Clinical Lab Scientist INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 10/16/2003 ADDRESS: 1725 Eastshore Hwy, Berkeley CA 94710, United States DESCRIPTION: Perform Laboratory Test necessary for the diagnosis and treatment of disease.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-02
• S63 Uniform Securities Agent State Law Examination
  1990-11-06

Designations

• Certified Financial Planner

Other Names

• Jim Alexander
• Jimmie Alexander
• Jimmie Alexander