Jim Harrison Bootsma

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Mid Atlantic Capital Corporation
  Pittsburgh, PA
• 05/2004 → Present
  Mid Atlantic Financial Management, Inc.
  Pittsburgh, PA
• 11/2021 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2004-05-04 → 2021-11-01
  Mid Atlantic Financial Management, Inc.
  Upland, CA
  Ontario, CA
• 1997-07-08 → 2004-05-04
  Fdx Advisors, Inc.
  Corona, CA

Other Businesses

1)BP FINANCIAL GROUP~NON INVESTMENT RELATED~3633 INLAND EMPIRE BLVD, SUITE 645, ONTARIO, CA 91764~TAX & ACCOUNTING PRACTICE~100% OWNER/OPERATOR~AUGUST 1990~100HRS PER MONTH~60HRS PER MONTH DURING MARKET~ALL DUTIES - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~3633 INLAND EMPIRE BLVD, SUITE 645, ONTARIO, CA 91764~FIXED INSURANCE~INSURANCE AGENT~DECEMBER 1995~25HRS PER MONTH~20HRS PER MONTH DURING MARKET~FIXED INSURANCE SALES - - - - - - - - 3)BREEZY BOOTS, INC~NON INVESTMENT RELATED~3633 INLAND EMPIRE BLVD, SUITE 645, ONTARIO, CA 91762~REAL ESTATE SALES & MORTGAGES/CATTLE OPERATION~SECRETARY/TREASURER~JANUARY 2012~10HRS PER MONTH~10HRS PER MONTH DURING MARKET~OVERSEE BUSINESS OPERATIONS - - - - - - - - - - - - 4)RENTAL PROPERTY~NON INVESTMENT RELATED~COUNTRY CLUB DRIVE, RIVERSIDE, CA 92506~RENTAL PROPERTY~OWNER~SEPTEMBER 2015~1HR PER MONTH~1HR PER MONTH DURING MARKET~OWNER/MANAGER - - - - - - - - - - - - 5)RENTAL PROPERTY~NON INVESTMENT RELATED~HILLSIDE AVE, NORCO, CA 92860~SINGLE FAMILY RESIDENTIAL RENTAL~OWNER/MANAGER~JUNE 2016~1HR PER MONTH~1HR PER MONTH DURING MARKET~OWNER/MANAGER 6)NewEdge Advisors*Yes Invest*Ontario, CA*Registered Investment Advisor*Sole Proprietorship*12/1/1995*Advisor*Wealth Management*100 Hrs/40 Non Trade

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-14
• S63 Uniform Securities Agent State Law Examination
  1991-02-08

Other Names

• Jim H. Bootsma