Paula M. Rose

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-06
CT	RA	APPROVED	2008-02-04

TX RA
APPROVED_RES

Since 2022-01-06
CT RA
APPROVED

Since 2008-02-04

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Simsbury, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Hartford	CT	10/1995	Present

10/1995 → Present

Ubs Financial Services Inc.

Hartford, CT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-15

S63 Uniform Securities Agent State Law Examination

1991-03-15

Other Names

Paula Michelle Johnson
Paula Michelle Niosi
Paula Michelle Niosi
Paula Niosi Johnston