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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Teckmeyer Financial Services, L.L.C. | Omaha | NE | 01/1996 | 11/2024 |
| Lpl Financial, Llc | Omaha | NE | 11/2024 | Present |
1 - 10/2024 - Kroeker Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 10/2024 - Kroeker Financial Services - Non-Variable Insurance - Inv Related - 1 Hour/Month - 1 Hour During Trading - NE 68154 - OBA Start Date: 01/01/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-04 |
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