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John Eric Kroeker

LPl Financial LLC

Lincoln, NE

CRD 2087014

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-11-18
TX RA APPROVED_RES 2024-11-12
  • NE RA
    APPROVED
    Since 2024-11-18
  • TX RA
    APPROVED_RES
    Since 2024-11-12

Branch Locations

5600 S 59Th St Ste 206, Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teckmeyer Financial Services, L.L.C. Omaha NE 01/1996 11/2024
Lpl Financial, Llc Omaha NE 11/2024 Present
Previous Registrations
Other Businesses

1 - 10/2024 - Kroeker Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 10/2024 - Kroeker Financial Services - Non-Variable Insurance - Inv Related - 1 Hour/Month - 1 Hour During Trading - NE 68154 - OBA Start Date: 01/01/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-07
S63 Uniform Securities Agent State Law Examination 1990-10-04
  • S65 Uniform Investment Adviser Law Examination
    2006-06-07
  • S63 Uniform Securities Agent State Law Examination
    1990-10-04

View on SEC IAPD

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