Alan Howard Grossman

Current Employers

Employment History

• 09/2012 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2011-01-05 → 2012-09-07
  Pnc Wealth Management Llc
  Dublin, OH
  Columbus, OH
  Marysville, OH
  Columbus, OH
  Powell, OH
  Lewis Center, OH
  Dublin, OH
• 2010-11-02 → 2010-12-02
  Lpl Financial Llc
  Fort Mill, SC
  Buffalo Grove, IL
  Chicago, IL
• 2010-06-11 → 2010-11-10
  Uvest Financial Services Group, Inc.
  Buffalo Grove, IL
  Chicago, IL
• 2009-04-17 → 2010-06-02
  Fifth Third Securities, Inc.
  Vernon Hills, IL
  Antioch, IL
  Round Lake Beach, IL
  Libertyville, IL
  Lincolnshire, IL
  Mundelein, IL
• 2008-04-09 → 2009-04-20
  Hsbc Securities (Usa) Inc.
  Avon, NY
  Batavia, NY
  Albion, NY
  Geneseo, NY

Other Businesses

Porter Kingston Fire District Type of business: Fire Department Sunbury, OH Start date: 7/10/2017 Firefighter Hours per week: 2 Hours during trading: 0 Volunteer Firefighter. Training and emergency calls as needed. * Ohio Task Force 1 Type of business: Urban Search and Rescue Team Vandalia, OH Start date: 3/8/2022 Canine Search Specialist Hours per week: 0 Hours during trading: 0 Search and rescue with my K-9 partner in local at national disaster situations. Attend monthly training. Deploy when requested. This is a volunteer position with a stipend paid when on deployment for FEMA. * Fox Hill Farm K9 Type of business: Retail pet food/equipment Centerburg, OH Start date: 12/1/2025 Owner Hours per week: 2 Hours during trading: 0 Order and maintain inventory of pet food and equipment primarily to support myself and the local K9 Search and Rescue community.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-02
• S63 Uniform Securities Agent State Law Examination
  1991-04-26

Designations